Unit 2:    Introduction to Animal Biology and Medicine

V      Population Management

Panting dog
Reading Recommendations:  Guide-  Chapter 2 and Chapter 4
and the in-text links

Panting dogStudy Guide

  1. Animal Population Management

    Animals must be carefully managed and maintained when being used for research to prevent disease and death.  Illness and poor husbandry can introduce unplanned and unwanted variables that may invalidate test results, unpredictably altering the animal's response to the experimental variables.

    There are numerous classification systems used to describe animals in a research facility.  

    The pathogen status or ecological classification of an animal is a description of the micro-organisms present prior to the start of an experiment.  Many experiments introduce bacteria or viruses into animals, changing their microbial make up.  These animals' pathogen status, however, continues to be classified by their initial microbial population.

    Conventional animals are raised under standard conditions.  They have the "normal" micro-organisms that are present in any healthy animal.  Dogs and cats at a boarding kennel are conventional animals.  These are the least expensive animals for research.

    Specific pathogen free (SPF) animals are conventional animals that have been tested for designated disease-causing pathogens by serology, bacterial culture or histopathology, and the tests show no evidence of infection.  Cats that have been tested for feline leukemia virus (FeLV) and mice tested for mouse hepatitis virus (MHV) are SPF.  They may contain, however, a variety of other micro-organisms which have not been identified.

    Gnotobiotic (noe-toe-bye-ah'-tic) or defined-flora animals have no pathogenic micro-organisms, and the nonpathogenic microbes present are identified.  We know the organisms present--often bacteria and protozoa that are needed for hindgut fermentation.  To prevent contamination by other microbes, these animals are maintained in sterile flexible film isolators.

    Axenic animals are germ-free.  There are no detectable viruses, bacteria, fungi, parasites or  protozoa present.  These animals are removed from their dam by caesarian section (caesarean-derived), and are raised and maintained in a sterile isolator.  Many transgenic and most immunodeficient rodents are axenic.

    Dogs and cats are also classified based on their originPurpose-bred animals are raised specifically for research.  The animals have been selectively bred for health and temperament and are generally SPF for pathogens such as FeLV and canine heartworm.  

    Random source animals are obtained from anywhere except a purpose breeder, generally from animal shelters and pounds.  These animals have unknown history and pedigree.  

    Larger animals, such as cats, dogs, primates and farm animals, can be classified by the amount of  conditioning or processing that they have received.  Unconditioned animals have been held at least five days by the supplier and have not been vaccinated, dewormed or tested or treated for disease-causing organisms.  Conditioned animals have been held by the supplier for two or more weeks and have been vaccinated and treated for bacterial and parasitic infections.

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    Animal Selection and Handling:

    Animals are usually obtained from commercial animal breeders and dealers.  In New York, only purpose-bred dogs and cats are available from dealers.  To prevent the inadvertent  use of pets in experiments, it is illegal to purchase pound animals for research.  Primates may be wild-caught and imported or bred at primate centers in the United States.  Animals may be donated for use in research if the donator bred and raised the animal. 

    When selecting an animal, it is important to evaluate the source, to ensure that the supplier is able to provide the required animal.  Most dealers perform a number of tests and treatments on their animals, and health reports should be provided.  The requirements of the experiment determine the pathogen and genetic status of the animals needed.

    Transport of animals is regulated by the Animal Welfare Act.  Post-transport stabilization for twenty-four hours after receipt is essential to allow stress-induced immune depression to return to normal.

    Newly-arrived animals should be quarantined to prevent the potential transmission of disease from these animals to resident animals.  Quarantined animals should be housed separately from other animals and monitored for health and disease.  In-house conditioning (acclimation), including exposure to experimental conditions and procedures,  should be utilized to ensure the health and well-being of the new animals.

    Health monitoring should continue throughout an animal's tenure at a research facility to prevent and treat disease and to guarantee the validity of experimental data.  Genetic monitoring is used to ensure that exact strains are maintained.  Constant environmental monitoring of temperature and humidity is essential.

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    Animal Identification and Record-Keeping:

    Everything done with and to an animal must be recorded completely and correctly, including identification of the animal being used.

    Permanent identification is required for all animals the size of guinea pigs or larger.  There are a variety of methods that can be used.  Some animals can be identified by description (the white cat with a black patch on its left flank) or by the cage that they are in.  Collars and bands can be placed on dogs and cats, primates, birds, sheep and cattle.  Tattoos can be used on any animal, from neonatal (newborn) mice to horses.  Freeze branding can be used on larger farm animals. 

    Ear tags are available for most animals and ear notching (punching) can be used.  A uniform number code is used for notching rodent ears.  Tags and ear notches may be torn or removed, making identification difficult.

    Neonatal mice and rats rarely are identified by amputating a toe (toe clip);   this method, however, requires IACUC approval.

    Nontoxic dyes, markers and crayons can be used as temporary identification methods.

    A subcutaneous transponder (microchip) is a miniature radio transmitter that is inserted under an animal's skin.  It transmits a specific identifying code to the receiver and can be used to identify animals.  Some transponders can also monitor physiologic factors such as body temperature.  This systems are expensive, but are extremely accurate and are more durable than ear notching or tagging.

    A research facility requires a lot of paperwork.  Administrative records include:

    • Facility operation records, such as environmental control data
    • Personnel records
    • Inventories of animals, feed and bedding and research materials
    • Records required by the Animal Welfare Act and other agencies
    • IACUC materials  (inspections and meeting minutes)
    • Animal protocols  (Animal Care and Use Plans and Standard Operating Procedures)

    Animal records must also be maintained.  These include clinical and breeding records, medical profiles and acquisition and disposition documentation.

    All records must be maintained at least three years.  If records are supporting documentation for product development, they must be kept at least seven years.

    Budget:

    The budget process is an essential part of experimental design.  Cost accounting is the determination of the cost of services in order to project budget requirements.  Both direct expenses (for animals, supplies and staff) and indirect expenses (for power, depreciation, etc.) must be calculated.  Many research facilities charge a per diem fee for animals housed on site.  This is the cost charged to the researcher of maintaining one animal for one day.  It includes the activities of the animal care personnel, husbandry supplies, veterinary care, laundry and uniforms, and facility maintenance and overhead.  Generally, smaller animals have a lower per diem than larger dogs, pigs and cattle.  Transgenic and immunodeficient rodents have a higher per diem than outbred or SPF mice and rats.

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    Health and Disease:

    Disease is dis-ease:  an alteration of the normal anatomy and physiology of an animal.  Typically, more than one body system is involved, resulting in a sick animal. 

    Laboratory animal personnel are responsible for keeping the animals in their care healthy.  This includes monitoring animals during quarantine, conditioning, maintenance and experiment.  Every animal must be observed every day.  Any indications of discomfort or disease in an animal should be documented on the animal's record and reported to the supervisor immediately.

    Stress is an animal's physiological and emotional response to stimuli.  Almost any change in an animal's environment is accompanied by signs of stress.  It is important to keep the need for a stable environment in mind to minimize stress-induced nonexperimental variables.  Transportation, routine handling, isolation or overcrowding, a change in the caretaker or food, or differences in the frequency of food or cage cleaning can all be stressful and may lead to disease.

    Stress and disease can introduce unplanned and nonexperimental variables into a study.  In this situation, it is difficult to determine if an observed change is due to the experiment variable or disease.  In order to minimize stress, disease, and invalidated research, it is essential to use high quality animals, ensure proper quarantine and conditioning, strict adherence to the facility's Standard Operating Procedures, and careful observation and prompt reporting of any abnormalities.

    The etiology of a disease is the organism or problem that causes it to occur.  Many animals can harbor a variety of micro-organisms, and yet not be ill.  When a number of factors coincide, however, disease may result.  Inadequate control of environmental factors, such as noise, humidity and airborne contaminants, is an important contributing factor to the development of disease.  It is essential that animals receive pure high quality food and water.  The genetics of an animal may result in inherited diseases or creation of a new disease state due to genetic mutation.  Pathogenic microbes and parasites are common causes of disease, especially in an animal that is stressed and / or in substandard housing.  Our inadvertent mistakes can cause iatrogenic disease: it's our fault, for example, that the rabbit has a broken back, because we did not restrain it adequately.  Some diseases are idiopathic:  we just don't know why the animal has developed cancer or  osteoarthritis or other degenerative diseases.

    Diseases can be transmitted by a variety of mechanisms.  Disease caused by viruses, bacteria, fungi or parasites is infectious.  Diseases that occur due to genetics, trauma or similar causes are noninfectious.  If an animal has an infectious disease that can be transmitted to another animal, the disease is contagious.  Contagious disease can be transmitted by direct contact with the infected animal, through fomites (inanimate objects, such as cages and brushes, that were contaminated during use on an infected animal), by vectors (blood-sucking arthropod parasites that transfer infected blood to an uninfected animal) and through aerosols.  Transmission from animal to animal within a cage or room is horizontal disease transmission.  Passage of the pathogen from the dam to her offspring before birth is called vertical transmission.  Animal diseases that are contagious to people are called zoonoses

    It is essential that animal care personnel know what an healthy ("normal") animal looks like and how it acts.  The signs of a disease are the objective characteristics that you determine:  the body temperature, vocalizations when touching a painful area, refusal to eat or drink.  (Animals do not have symptoms:  these are subjective assessments of how you feel...and animals are unable to express these thoughts.) 

    Common signs of disease in animals include:

    • Alopecia  (thinning or loss of hair)
    • Anorexia  (lack of appetite and refusing to eat)
    • Coughing or sneezing (C/S)
    • Dyspnea  (difficulty breathing)
    • Lethargy  (weak and inactive)
    • Depression  (uninterested in surroundings)
    • Pruritis  (itching)
    • Rough hair coat and hunched posture
    • Vomiting and diarrhea (V/D)
    Depressed primate

    Animals are frequently characterized by their response to their surroundings and general attitude.  Animals that are lethargic, anorectic and depressed are LAD.  Bright, alert and responsive animals are BAR.  Some animals are QAR (quiet, alert and responsive).

    Often, a disease will be inapparent or subclinical:  no signs will be detected.  The animal's immune system may eliminate the pathogen, so clinical disease will never occur, or, if the animal is stressed, the animal may lose the battle of the microbe and become ill.

    Chronic diseases develop slowly.  Tuberculosis (TB) and feline leukemia are slow-onset diseases, but cause very serious illness or even death.  An acute disease develops rapidly: a pimple or mosquito bite is acute, but often much less serious. 

    Identification and Treatment of Disease:

    Prevention is the first, most effective and most important method of controlling disease.  The ideal animal in the ideal animal facility will never become ill.  However, stress, disease and accidents can occur, and the results must be addressed.

    Diagnosis is the identification of a disease.  To make a diagnosis, a veterinarian will evaluate the clinical signs, laboratory tests and necropsy (autopsy) results. 

    It is important to be able to describe the severity and incidence of a disease.  There are several terms that aid in this description.  Morbidity is the number of animals with a disease.  Some diseases, such as canine distemper, have a low morbidity: few dogs are infected.  Mortality is the number of animals that die from the disease: all dogs that are infected with rabies virus die from that disease.  An enzootic (like an endemic in people) is a situation where a few cases of the disease occur sporadically, such as rabies in bats.  An epizootic (like an epidemic) occurs when there is an outbreak of large numbers of animals with the disease, such as rabies in raccoons (New York has more cases of rabies per year than any other state in the United States--not a very desirable statistic!).

    If prevention is not effective and disease is diagnosed in a colony of animals, there are three primary options:

    • Cull (euthanize) the animals and start over
    • Treat the individual animal
    • Treat the entire colony of animals

    If an animal is ill due to a very virulent and/or highly infectious organism, it may be most effective to eliminate the infected animal(s) and begin again, before the infection spread to other animal cages, rooms or facilities.  When an animal is extremely valuable, due either to its initial cost or its role in an experiment, it may be treated individually.  It is often advisable to isolate sick animals and treat all of the animals, sick and healthy, so that the rest of the colony is protected from becoming ill.

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  2. Maintenance of Animals

    It is important to determine the needs of the research protocol and the type of animal being used in order to provide for the animal's welfare and the validity of the experimental results.  In addition, the safety of the animals, the employees and the public must be addressed.  These characteristics will affect the design and management of the research facility.

    In a conventional facility, there is a single corridor for all traffic.  Rooms are entered and left through a single door.  Conventional and SPF or gnotobiotic animals in isolators may be housed using a conventional system.  Typically, animals and equipment are moved in and out of a room as a unit, using an "all in, all out" philosophy and avoiding the mixing of animals from different suppliers and different ecological classifications.  Air flow is often negative, to keep odors within the room.

    A clean/dirty facility has separate clean and dirty (contaminated) corridors.  Each room has two doors: clean cages, food and bedding and research personnel enter through a door on the clean corridor.  Dirty cages, waste materials and personnel done working in the room leave through a separate door into the dirty corridor.  This results in one-way traffic flow and reduces the possibility of contamination.  Air flow varies with the needs of the facility, but the animal room is usually positive to the dirty corridor to decrease movement of dirty air into the room.

    The barrier facility is a specialized clean/dirty facility that is designed to ensure that no contamination occurs.  Personnel shower before entering the animal facility and food, bedding and cages are autoclaved before being taken into the animal rooms.  Air flow is positive.

    Containment facilities are also specialized clean/dirty facilities, but they are designed to contain a pathogen within the facility (and usually to prevent contamination from entering as well).  Personnel shower when they leave the facility, and cages, air and waste material are autoclaved upon exit.  Air flow is negative. 

    Facilities are also classified by biosafety levels.  Level 1 units work with pathogens that do not cause disease in healthy adult humans and there is minimal potential hazard.  Biosafety level 2 is used with pathogens that are a moderate potential human hazard.  Access is  restricted and specific training is required of personnel working in the facility.  Level 3 units work with serious or potentially fatal hazards, such as HIV or sheep with Q fever.  All work must be performed in laminar flow biosafety cabinets.  Biosafety level 4 is use with pathogens such as Ebola virus that have a high individual lethal risk.  Work in these facilities is extremely hazardous, and personnel must work in special suits with air supplied via hoses.  Such work is generally done in separate buildings with extreme security.

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09/18/03